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#	Item
691	#..SEC-2 System name: Applications for Registration or Exemption under the Investment Company Act of[removed]System location: SEC, 450 Fifth Street, NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:03:10 Financial regulation Economy of the United States U.S. Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act United States securities law 76th United States Congress Investment Company Act
692	#..SEC-35 System name: Securities Violations Records and Bulletin--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC[removed]Copies of the Securities Violations Bulletin are als Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:00:56 Financial regulation Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
693	Federal Register: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-09-27 10:00:46 Financial markets Systemic risk Late-2000s financial crisis 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Derivative Margin Commodity Futures Trading Commission Financial economics Finance Economics
694	January 24, 2011 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.managedfunds.org Language: English Finance 76th United States Congress Hedge fund Investment Advisers Act Investment Advisor Financial adviser Investment Company Act Collective investment scheme Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Financial services
695	Microsoft Word - SORN- 62.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-05 11:08:29 Financial economics 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board United States securities law Financial regulation Government
696	February 22, 2011 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.managedfunds.org Language: English Financial services 76th United States Congress Investment Advisers Act Registered Investment Advisor Financial adviser Investment Advisor U.S. Securities and Exchange Commission Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
697	August 29, 2011 Via Electronic Submission: http://www.sec.gov/rules/proposed.shtml Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Systemic risk Financial services 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Counterparty Hedge fund Derivative Financial economics Finance Investment
698	January 6, 2012 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Financial services United States Securities and Exchange Commission 76th United States Congress United States securities law Hedge fund Regulation D U.S. Securities and Exchange Commission Investment Company Act Collective investment scheme Financial economics Investment Finance
699	Vol. 79 Wednesday, No. 185 Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-10-01 11:18:02 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Derivative Commodity Futures Trading Commission Interest rate swap Financial economics Economics Finance
700	July 8, 2011 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Financial services 76th United States Congress Institutional investors Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Accredited investor U.S. Securities and Exchange Commission Investment Company Act Investment Advisers Act Financial economics Investment Finance

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